Securities Lawyer

Advise corporations on the legal aspect of investing.
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Quick Stats


Salary Range
$75,000 – $165,000

Data from U.S. Department of Labor

What do Securities Lawyers do?

Securities Lawyers tackle legal issues associated with stocks, bonds and investments. Because securities is a sub-specialty within the business law domain, you handle cases for corporations and individual investors, as well as deal with government agencies. Almost all the cases you handle will deal with the Securities and Exchange Commission (SEC), which is responsible for enforcing federal stock regulations in the financial sphere.

Once you become a Securities Lawyer, there are three different routes you can take. If you concentrate on regulatory issues, you help clients iron out the legalities of their investments with agencies including the SEC, the New York Stock Exchange and the National Association of Securities Dealers, making sure their strategies are kosher.

Securities Lawyers who work in litigation represent clients on investment matters, usually in front of a Judge. Cases you take on will involve civil and criminal trials as well as issues of regulation enforcement.

Choose the transactional field if you want to work solely with corporations. In this role, you oversee mergers and acquisitions and initial public offerings from a legal standpoint. Your clients rely on your sound advice so they get the most benefit from their corporate investment decisions.

No matter which section of securities law you focus on, know that the job isn’t as dry as it may seem. Without financial regulations in place, people risk losing everything they’ve worked hard to earn. That’s why the laws you interpret and help uphold are so vital to the international economy. With our social and economic order resting on your capable shoulders, you’ll thrive if you have a firm grasp on law, finance and how the two intersect.

Should I be a Securities Lawyer?

You should have a doctoral degree or higher and share these traits:
  • Persistent: You keep pushing through, even when faced with tough obstacles.
  • Calm Under Pressure: You keep your cool when dealing with highly stressful situations.
  • Trustworthy: You are known for your personal integrity and honesty.

  • How to become a Securities Lawyer

    Most Securities Lawyers have a Doctorate. Start by getting your Bachelor's degree. Chart?chd=s:aaaaf9&chl=||||master%27s+%288%25%29|doctorate+%2892%25%29&cht=p3&chs=466x180&chxr=0,0,92
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